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Health Monitoring and Prognostics for Computer Servers
**Abstract** Prognostics solutions for mission critical systems require a comprehensive methodology for proactively detecting and isolating failures, recommending and guiding condition-based maintenance actions, and estimating in real time the remaining useful life of critical components and associated subsystems. A major challenge has been to extend the benefits of prognostics to include computer servers and other electronic components. The key enabler for prognostics capabilities is monitoring time series signals relating to the health of executing components and subsystems. Time series signals are processed in real time using pattern recognition for proactive anomaly detection and for remaining useful life estimation. Examples will be presented of the use of pattern recognition techniques for early detection of a number of mechanisms that are known to cause failures in electronic systems, including: environmental issues; software aging; degraded or failed sensors; degradation of hardware components; degradation of mechanical, electronic, and optical interconnects. Prognostics pattern classification is helping to substantially increase component reliability margins and system availability goals while reducing costly sources of "no trouble found" events that have become a significant warranty-cost issue. **Bios** Aleksey Urmanov is a research scientist at Sun Microsystems. He earned his doctoral degree in Nuclear Engineering at the University of Tennessee in 2002. Dr. Urmanov's research activities are centered around his interest in pattern recognition, statistical learning theory and ill-posed problems in engineering. His most recent activities at Sun focus on developing health monitoring and prognostics methods for EP-enabled computer servers. He is a founder and an Editor of the Journal of Pattern Recognition Research. Anton Bougaev holds a M.S. and a Ph.D. degrees in Nuclear Engineering from Purdue University. Before joining Sun Microsystems Inc. in 2007, he was a lecturer in Nuclear Engineering Department and a member of Applied Intelligent Systems Laboratory (AISL), of Purdue University, West Lafayette, USA. Dr. Bougaev is a founder and the Editor-in-Chief of the Journal of Pattern Recognition Research. His current focus is in reliability physics with emphasis on complex system analysis and the physics of failures which are based on the data driven pattern recognition techniques.
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An Integrated Model-Based Diagnostic and Prognostic Framework
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Systems health monitoring is essential in guar- anteeing the safe, efficient, and correct opera- tion of complex engineered systems. Diagnosis, which consists of detection, isolation and identi- fication of faults; and prognosis, which consists of prediction of the remaining useful life of com- ponents, subsystems, or systems; constitute sys- tems health monitoring. This paper presents an integrated model-based diagnostic and prognos- tic framework, where we make use of a com- mon modeling paradigm to model both the nom- inal and faulty behavior in all aspects of systems health monitoring. We illustrate our approach us- ing a simulated propellant loading system that in- cludes tanks, valves, and pumps.
The ProADAPT System in the 2009 Diagnostic Challenge Competition
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Reliable systems health management is an important research area of NASA. A health management system that can accurately and quickly diagnose faults in various on-board systems of a vehicle will play a key role in the success of current and future NASA missions. We introduce in this paper the ProDiagnose algorithm, a diagnostic algorithm that uses a probabilistic approach, accomplished with Bayesian Network models compiled to Arithmetic Circuits, to diagnose these systems. We describe the ProDiagnose algorithm, how it works, and the probabilistic models involved. We show by experimentation on two Electrical Power Systems based on the ADAPT testbed, used in the Diagnostic Challenge Competition (DX-09), that ProDiagnose can produce results with over 96% accuracy and < 1 second mean diagnostic time. **Reference:** B. W. Ricks, and O. J. Mengshoel. "The Diagnostic Challenge Competition: Probabilistic Techniques for Fault Diagnosis in Electrical Power Systems." Proc. of the 20th International workshop on Principles of Diagnosis (DX-09) Stockholm, Sweden, 2009 **BibTex Reference:** @inproceedings{ricks09diagnostic, author = {Ricks, B. W. and Mengshoel, O. J.}, title = {The Diagnostic Challenge Competition: Probabilistic Techniques for Fault Diagnosis in Electrical Power Systems}, booktitle = {Proc. of the 20th International Workshop on Principles of Diagnosis (DX-09)}, address = {Stockholm, Sweden}, year = {2009} }
An Integrated Model-Based Distributed Diagnosis and Prognosis Framework
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Diagnosis and prognosis are necessary tasks for system reconfiguration and fault-adaptive control in complex systems. Diagnosis consists of detec- tion, isolation and identification of faults, while prognosis consists of prediction of the remain- ing useful life of systems. This paper presents an integrated model-based distributed diagnosis and prognosis framework, where system decomposi- tion is used to perform the diagnosis and prog- nosis tasks in a distributed way. We show how different submodels can be automatically con- structed to solve the local diagnosis and prog- nosis problems. We illustrate our approach us- ing a simulated four-wheeled rover for different fault scenarios. Our experiments show that our approach correctly performs fault diagnosis and prognosis in a robust manner.
Evaluating Algorithm Performance Metrics Tailored for Prognostics
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Prognostics has taken center stage in Condition Based Maintenance (CBM) where it is desired to estimate Remaining Useful Life (RUL) of a system so that remedial measures may be taken in advance to avoid catastrophic events or unwanted downtimes. Validation of such predictions is an important but difficult proposition and a lack of appropriate evaluation methods renders prognostics meaningless. Evaluation methods currently used in the research community are not standardized and in many cases do not sufficiently assess key performance aspects expected out of a prognostics algorithm. In this paper we introduce several new evaluation metrics tailored for prognostics and show that they can effectively evaluate various algorithms as compared to other conventional metrics. Four prognostic algorithms, Relevance Vector Machine (RVM), Gaussian Process Regression (GPR), Artificial Neural Network (ANN), and Polynomial Regression (PR), are compared. These algorithms vary in complexity and their ability to manage uncertainty around predicted estimates. Results show that the new metrics rank these algorithms in a different manner; depending on the requirements and constraints suitable metrics may be chosen. Beyond these results, this paper offers ideas about how metrics suitable to prognostics may be designed so that the evaluation procedure can be standardized.
An Integrated Framework for Model-Based Distributed Diagnosis and Prognosis
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Diagnosis and prognosis are necessary tasks for system re- configuration and fault-adaptive control in complex systems. Diagnosis consists of detection, isolation and identification of faults, while prognosis consists of prediction of the remain- ing useful life of systems. This paper presents a novel inte- grated framework for model-based distributed diagnosis and prognosis, where system decomposition is used to enable the diagnosis and prognosis tasks to be performed in a distributed way. We show how different submodels can be automati- cally constructed to solve the local diagnosis and prognosis problems. We illustrate our approach using a simulated four- wheeled rover for different fault scenarios. Our experiments show that our approach correctly performs distributed fault diagnosis and prognosis in an efficient and robust manner.
A Distributed Approach to System-Level Prognostics
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Prognostics, which deals with predicting remaining useful life of components, subsystems, and systems, is a key tech- nology for systems health management that leads to improved safety and reliability with reduced costs. The prognostics problem is often approached from a component-centric view. However, in most cases, it is not specifically component life- times that are important, but, rather, the lifetimes of the sys- tems in which these components reside. The system-level prognostics problem can be quite difficult due to the increased scale and scope of the prognostics problem and the rela- tive lack of scalability and efficiency of typical prognostics approaches. In order to address these issues, we develop a distributed solution to the system-level prognostics prob- lem, based on the concept of structural model decomposi- tion. The system model is decomposed into independent submodels. Independent local prognostics subproblems are then formed based on these local submodels, resulting in a scalable, efficient, and flexible distributed approach to the system-level prognostics problem. We provide a formulation of the system-level prognostics problem and demonstrate the approach on a four-wheeled rover simulation testbed. The re- sults show that the system-level prognostics problem can be accurately and efficiently solved in a distributed fashion.
Adaptive Load-Allocation for Prognosis-Based Risk Management
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It is an inescapable truth that no matter how well a system is designed it will degrade, and if degrading parts are not repaired or replaced the system will fail. Avoiding the expense and safety risks associated with system failures is certainly a top priority in many systems; however, there is also a strong motivation not to be overly cautious in the design and maintenance of systems, due to the expense of maintenance and the undesirable sacrifices in performance and cost effectiveness incurred when systems are over designed for safety. This paper describes an analytical process that starts with the derivation of an expression to evaluate the desirability of future control outcomes, and eventually produces control routines that use uncertain prognostic information to optimize derived risk metrics. A case study on the design of fault-adaptive control for a skid-steered robot will illustrate some of the fundamental challenges of prognostics-based control design.
Data Mining in Systems Health Management
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This chapter presents theoretical and practical aspects associated to the implementation of a combined model-based/data-driven approach for failure prognostics based on particle filtering algorithms, in which the current esti- mate of the state PDF is used to determine the operating condition of the system and predict the progression of a fault indicator, given a dynamic state model and a set of process measurements. In this approach, the task of es- timating the current value of the fault indicator, as well as other important changing parameters in the environment, involves two basic steps: the predic- tion step, based on the process model, and an update step, which incorporates the new measurement into the a priori state estimate. This framework allows to estimate of the probability of failure at future time instants (RUL PDF) in real-time, providing information about time-to- failure (TTF) expectations, statistical confidence intervals, long-term predic- tions; using for this purpose empirical knowledge about critical conditions for the system (also referred to as the hazard zones). This information is of paramount significance for the improvement of the system reliability and cost-effective operation of critical assets, as it has been shown in a case study where feedback correction strategies (based on uncertainty measures) have been implemented to lengthen the RUL of a rotorcraft transmission system with propagating fatigue cracks on a critical component. Although the feed- back loop is implemented using simple linear relationships, it is helpful to provide a quick insight into the manner that the system reacts to changes on its input signals, in terms of its predicted RUL. The method is able to manage non-Gaussian pdf’s since it includes concepts such as nonlinear state estimation and confidence intervals in its formulation. Real data from a fault seeded test showed that the proposed framework was able to anticipate modifications on the system input to lengthen its RUL. Results of this test indicate that the method was able to successfully suggest the correction that the system required. In this sense, future work will be focused on the development and testing of similar strategies using different input-output uncertainty metrics.
Metrics for Evaluating Performance of Prognostics Techniques
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Prognostics is an emerging concept in condition based maintenance (CBM) of critical systems. Along with developing the fundamentals of being able to confidently predict Remaining Useful Life (RUL), the technology calls for fielded applications as it inches towards maturation. This requires a stringent performance evaluation so that the significance of the concept can be fully exploited. Currently, prognostics concepts lack standard definitions and suffer from ambiguous and inconsistent interpretations. This lack of standards is in part due to the varied end-user requirements for different applications, time scales, available information, domain dynamics, etc. to name a few issues. Instead, the research community has used a variety of metrics based largely on convenience with respect to their respective requirements. Very little attention has been focused on establishing a common ground to compare different efforts. This paper surveys the metrics that are already used for prognostics in a variety of domains including medicine, nuclear, automotive, aerospace, and electronics. It also considers other domains that involve prediction-related tasks, such as weather and finance. Differences and similarities between these domains and health maintenance have been analyzed to help understand what performance evaluation methods may or may not be borrowed. Further, these metrics have been categorized in several ways that may be useful in deciding upon a suitable subset for a specific application. Some important prognostic concepts have been defined using a notational framework that enables interpretation of different metrics coherently. Last, but not the least, a list of metrics has been suggested to assess critical aspects of RUL predictions before they are fielded in real applications.
Accelerated Aging System for Prognostics of Power Semiconductor Devices
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Prognostics is an engineering discipline that focuses on estimation of the health state of a component and the prediction of its remaining useful life (RUL) before failure. Health state estimation is based on actual conditions and it is fundamental for the prediction of RUL under anticipated future usage. Failure of electronic devices is of great concern as future aircraft will see an increase of electronics to drive and control safety-critical equipment throughout the aircraft. Therefore, development of prognostics solutions for electronics is of key importance. This paper presents an accelerated aging system for gate-controlled power transistors. This system allows for the understanding of the effects of failure mechanisms, and the identification of leading indicators of failure which are essential in the development of physics-based degradation models and RUL prediction. In particular, this system isolates electrical overstress from thermal overstress. Also, this system allows for a precise control of internal temperatures, enabling the exploration of intrinsic failure mechanisms not related to the device packaging. By controlling the temperature within safe operation levels of the device, accelerated aging is induced by electrical overstress only, avoiding the generation of thermal cycles. The temperature is controlled by active thermal-electric units. Several electrical and thermal signals are measured in-situ and recorded for further analysis in the identification of leading indicators of failures. This system, therefore, provides a unique capability in the exploration of different failure mechanisms and the identification of precursors of failure that can be used to provide a health management solution for electronic devices.
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